AFS License Compliance Manager


AFS License Compliance Manager [Description] * Sydney CBD

  • Foreign exchange
  • Permanent role
  • Excellent opportunity to develop with a growing business.
  • $120 000 – $130 000 base + super

This role offers the chance to join a new and developing foreign exchange company to ensure they remain compliant through their continued growth. This position would suit someone with 3yrs+ years AFSL experience that is looking to develop and broaden their knowledge while continuing to further their stakeholder engagement skills The main purpose of the role is to ensure that the business maintains their AFSL during the coming period of growth and continues to be compliant. This role offers a chance to join an expanding company that values the training and retaining of staff. The ideal candidate will have 3 or more years of AFSL Compliance experience gained ideally within foreign exchange, legal background and strong interpersonal skills. Role Responsibilities:

  • Monitor and deliver the AML framework
  • Create, develop and update compliance policies and procedures
  • Facilitate and conduct Compliance training
  • Ensure that the business is informed of a risks and regulatory obligations
  • Help drive initiatives across the business
  • Co-ordinate quarterly risk and compliance committee meetings.
  • Reporting to ASIC when necessary
  • Ensuring the retention of the AFSL
  • Monitoring legal and regulatory compliance

Role Requirements:

  • Tertiary Qualifications gained in a relevant field
  • 3+ years AFSL experience
  • Legal background – desired but not essential
  • Excellent communication, presentation and written skills
  • Stakeholder engagement
  • Strong analytical skills and excel understanding
  • Ability to work independently

[Country] Australia [Company] Financial Services Industry [Salary] US$70,000 – US$100,000 [Working Hours] Full-Time [Contract] Permanent [Categories] Compliance / AML [Industries] null



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